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Showing 451 to 460 of 7087 search results for final notice.

451. FSA Final Notice 2010: Robin Bradford (Life and Pension Consultants) Limited [pdf]

     Final notices Published: 29/03/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Robin Bradford (Life and Pension Consultants) Limited

452. FSA Final Notice 2010: The Garrison Finance Centre Limited (in liquidation) [pdf]

     Final notices Published: 28/06/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: The Garrison Finance Centre Limited (in liquidation)

453. FSA Final Notice 2007: Virendra Rai Agarwala (trading as Abbex Insurance) [pdf]

     Final notices Published: 06/08/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Virendra Rai Agarwala (trading as Abbex Insurance)

454. FSA Final Notice 2012: Carousel Finance Limited [pdf]

     Final notices Published: 18/05/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Carousel Finance Limited

455. FSA Final Notice 2013: Lamprell plc [pdf]

     Final notices Published: 18/03/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Lamprell plc

456. FSA Final Notice 2012: Quick2PK International Limited [pdf]

     Final notices Published: 22/10/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Quick2PK International Limited

457. Final Notice 2023: Avanao Limited (trading as carloans.co.uk) [pdf]

     Final notices Published: 08/09/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

458. Final Notice 2023: Equifax Limited [pdf]

     Final notices Published: 13/10/2023
     This Final Notice relates to the outsourcing of data processing to an intragroup entity which experienced a data breach. The Final Notice refers to risk management failings (Principle 3) and failings in relation to treating customers fairly and

459. Final Notice 2023: David Nigel Lewis [pdf]

     Final notices Published: 27/11/2023
     This Final Notice refers to breaches of Principles for Business 6 and 7 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £26,800 is being made to the FSCS.

460. FCA Final Notice 2014: Ewan King [pdf]

     Final notices Published: 30/01/2014 Last modified: 19/05/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the investment adviser sector. We imposed a fine and a prohibition.