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Showing 4521 to 4530 of 7120 search results for final notice.

  1. FSA Supervisory Notice 2012: Pallister Credit Union Limited [pdf]

    Supervisory notices Published: 09/03/2012 Last modified: 14/06/2014
    FSA Supervisory Notice 2012: Pallister Credit Union Limited

  2. MS23/1.1: Wholesale Data Market Study Notice [pdf]

    Market studies Published: 02/03/2023
    MS23/1.1: Wholesale Data Market Study Notice.

  3. Notice of Decision 2024: Zahid Hussain [pdf]

    Decision notices Published: 25/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  4. Apply to become a consumer credit lender or hirer

    Firm authorisation Published: 15/11/2023 Last modified: 16/11/2023
    Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.

  5. Business Plan 2024/25

    Business plans Published: 19/03/2024 Last modified: 09/04/2024
    Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  6. Decision Notice 2022: Poojan Sheth [pdf]

    Decision notices Published: 07/12/2022
    This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

  7. Notice of Decision 2024: Timothy Steele [pdf]

    Decision notices Published: 16/04/2024
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  8. Decision Notice 2022: David Arden [pdf]

    Decision notices Published: 12/12/2022
    The Decision Notice refers to David Arden being knowingly concerned in the Bank’s breach of Listing Rules (LR 1.3.3R) in the Retail Bank sector. Our view is that a financial penalty be imposed.

  9. Notice of Decision 2024: Mohammed Nasar [pdf]

    Decision notices Published: 05/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: Caroline Drew [pdf]

    Decision notices Published: 05/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  
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