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Showing 4531 to 4540 of 7120 search results for final notice.

4531. Notice of Decision 2023: Lee Moore [pdf]

      Decision notices Published: 21/09/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4532. Transparency in insurance renewals

      Tasks for regulated firms Published: 08/03/2017 Last modified: 14/02/2023
      Find out how to make sure you are complying with our rules when renewing policies with your customers.

4533. FSA Supervisory Notice 2009: Knox Ivory Financial Limited [pdf]

      Supervisory notices Published: 01/08/2009 Last modified: 14/06/2014
      FSA Supervisory Notice 2009: Knox Ivory Financial Limited

4534. FSA Supervisory Notice 2009: Robert Smith Cars Limited [pdf]

      Supervisory notices Published: 01/05/2009 Last modified: 14/06/2014
      FSA Supervisory Notice 2009: Robert Smith Cars Limited

4535. Notice of Decision 2024: Stephen Taylor [pdf]

      Decision notices Published: 06/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4536. Notice of Decision 2024: Harry Stockwell (previously known as Lowcost Cars) [pdf]

      Decision notices Published: 22/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

4537. Notice of Decision 2024: Andrew Taylor [pdf]

      Decision notices Published: 09/04/2024
      The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

4538. Decision Notice 2022: Zafar Khan [pdf]

      Decision notices Published: 28/07/2022
      The Decision Notice (Zafar Khan) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed.

4539. Notice of Decision 2024: Zalda Limited [pdf]

      Decision notices Published: 12/04/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

4540. Notice of Decision 2024: Mr George Beatty (trading as GB Auto Sales) [pdf]

      Decision notices Published: 17/04/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.