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Showing 4581 to 4590 of 7120 search results for final notice.
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AI: Moving from fear to trust
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services. -
Handbook Release 114 - Summary [pdf]
This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 114. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice. -
Notice of Decision 2024: Robert Forsyth [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Wholesale Conduct Risk
The fifth and final question is almost a ‘catch-all’ question – we are regulators after all. ... The Senior Managers Regime, final rules for which were published last week, should reintroduce and reinforce professional accountability to the industry -
Decision Notice 2022: David Amporful [pdf]
This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed -
Independent Governance Committees
Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs). -
Notice of Decision 2024: Darel Shillaker [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
MS23/1.4: Wholesale Data Market Study Notice Update Report [pdf]
Our update on the Wholesale Data Market Study Report. -
Notice of Decision 2024: Iroka Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Notice of Decision 2024: Robert Whitham [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.