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Showing 4611 to 4620 of 7120 search results for final notice.

4611. Notice of Decision 2023: Hycroft LLP [pdf]

      Decision notices Published: 14/06/2023
      The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4612. Notice of Decision 2023: Nathan Jones [pdf]

      Decision notices Published: 20/09/2023 Last modified: 23/10/2023
      This Notice of Decision (Nathan Jones) refers to a failure to carry on regulated activities. We imposed a cancellation.

4613. Decision Notice 2022: Stephen Joseph Burdett [pdf]

      Decision notices Published: 24/05/2024
      This Decision Notice (Stephen Joseph Burdett) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity and failing to operate in accordance with permissions in the pensions sector. Our view is that a financial penalty

4614. Notice of Decision 2024: Michael Oakden [pdf]

      Decision notices Published: 23/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

4615. Decision Notice 2023: Vladimir Bolelyy [pdf]

      Decision notices Published: 05/05/2023
      This Decision Notice (Vladimir Bolelyy) refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £14,200 and prohibition should be imposed.

4616. FCA classified information

      Last modified: 23/02/2023
      Read guidance for external recipients handling FCA classified information.

4617. FSA Supervisory Notice 2009: Bridgewater House (UK) Limited [pdf]

      Supervisory notices Published: 01/03/2009 Last modified: 14/06/2014
      FSA Supervisory Notice 2009: Bridgewater House (UK) Limited

4618. Price: the cornerstone of markets

      Speeches Published: 03/02/2014 Last modified: 18/01/2017
      Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

4619. Voluntary Application for Imposition of Requirement: Wage Payment and Payday Loans Limited [pdf]

      Requirement notices Published: 02/09/2014 Last modified: 02/09/2014

4620. Notice of Decision 2024: Eighteen M Limited [pdf]

      Decision notices Published: 15/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.