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Showing 4651 to 4660 of 7120 search results for final notice.

4651. FSA Supervisory Notice 2007: Corby Community Credit Union Limited ('Corby') [pdf]

      Supervisory notices Published: 01/05/2007 Last modified: 14/06/2014
      FSA Supervisory Notice 2007: Corby Community Credit Union Limited ('Corby')

4652. FSA Supervisory Notice 2008: Lada Trade Centre Limited [pdf]

      Supervisory notices Published: 01/05/2008 Last modified: 14/06/2014
      FSA Supervisory Notice 2008: Lada Trade Centre Limited

4653. FCA decision notice 2016: Arif Hussein [pdf]

      Decision notices Published: 14/04/2016 Last modified: 14/04/2016
      This decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. Our view is that a prohibition should be imposed.

4654. MS17/1.3: Investment Platforms Market Study Final Report [pdf]

      Market studies Published: 14/03/2019

4655. FSA Supervisory Notice 2007: Paula Dove (trading as Southside Mortgage Centre) [pdf]

      Supervisory notices Published: 01/11/2007 Last modified: 14/06/2014
      FSA Supervisory Notice 2007: Paula Dove (trading as Southside Mortgage Centre)

4656. FSA Supervisory Notice 2008: Trekfree Associates Limited [pdf]

      Supervisory notices Published: 01/03/2008 Last modified: 14/06/2014
      FSA Supervisory Notice 2008: Trekfree Associates Limited

4657. FSA Supervisory Notice 2006: Virendra Rai Agarwala (trading as Abbex Insurance) [pdf]

      Supervisory notices Published: 01/11/2006 Last modified: 14/06/2014
      FSA Supervisory Notice 2006: Virendra Rai Agarwala (trading as Abbex Insurance)

4658. First Supervisory Notice 2024: RCWatches Ltd [pdf]

      Supervisory notices Published: 26/01/2024
      We have imposed on RCWatches Ltd a variation of the Firm’s Part 4A permission to perform regulated activities.

4659. Proxy advisors

      Markets Published: 18/12/2019 Last modified: 17/04/2024
      Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.

4660. Change of registered office form [docx]

      Forms Published: 16/03/2018