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Showing 4721 to 4730 of 7120 search results for final notice.

4721. Legal Notice: Richard David Baldwin [pdf]

      Corporate documents Published: 13/08/2020 Last modified: 13/08/2020
      Notice given that on 4 September 2020 Southwark Crown Court will hear the application of the Financial Conduct Authority for a criminal confiscation order against Richard David Baldwin under the Proceeds of Crime Act 2002.

4722. Decision Notice 2023: James Edward Staley [pdf]

      Decision notices Published: 12/10/2023
      This Decision Notice refers to breaches of the Senior Management Conduct Rules and Individual Conduct Rules relating to integrity and the disclosure of information to and relations with regulators. We have issued a Decision Notice seeking to impose

4723. Complaints Commissioner Final Report: 202300570 [pdf]

      Corporate documents Published: 03/05/2024
      Complaints Commissioner Final Report, issued 15 April 2024

4724. Overseas Funds Regime: Update for firms

      Published: 01/05/2024 Last modified: 19/07/2024
      The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

4725. Notice of Decision 2024: Devlin Motors Ltd [pdf]

      Decision notices Published: 22/07/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

4726. FSA - Handbook Notice 108 [pdf]

      Handbook Published: 25/03/2011 Last modified: 30/05/2013
      On 24 March 2011 the FSA Board made changes to the Handbook in nine instruments which make minor administrative corrections to the Handbook, none of which represents any change in FSA policy

4727. FSA - Handbook Notice 101 [pdf]

      Handbook Published: 24/06/2010 Last modified: 30/05/2013
      On 24 June 2010, the FSA Board made changes to the Handbook which make minor administrative amendments to the Handbook, none of which represents any change to Handbook policy

4728. FSA - Handbook Notice 113 [pdf]

      Handbook Published: 23/09/2011 Last modified: 30/05/2013
      On 22 September 2011 the FSA Board made changes to the Handbook in 10 instruments which make minor administrative corrections to the Handbook, none of which represents any change in FSA policy

4729. FSA - Handbook Notice 105 [pdf]

      Handbook Published: 17/12/2010 Last modified: 30/05/2013
      On 16 December 2010, the FSA Board made changes to the Handbook which make minor amendments to various modules of the Handbook, none of which represents any change in policy

4730. FSA - Handbook Notice 110 [pdf]

      Handbook Published: 26/05/2011 Last modified: 30/05/2013
      On 26 May 2011 the FSA Board made changes to the Handbook which set the fees and levies for the FSA, Money Advice Service and the Financial Ombudsman Service (FOS)