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Showing 4731 to 4740 of 7120 search results for final notice.

4731. FSA - Handbook Notice 111 [pdf]

      Handbook Published: 24/06/2011 Last modified: 30/05/2013
      On 23 June 2011 the FSA Board made changes to the Handbook in five instruments which make minor administrative corrections to the Handbook, none of which represents any change in FSA policy.

4732. FSA - Handbook Notice 100 [pdf]

      Handbook Published: 28/05/2010 Last modified: 30/05/2013
      On 27 May 2010, the FSA Board made changes to the Handbook which set the fees and levies for the FSA, FOS and CFEB for 2010/11 and implement substantial changes to FSA fees rules

4733. FSA - Handbook Notice 115 [pdf]

      Handbook Published: 08/12/2011 Last modified: 30/05/2013
      On 22 September 2011 the FSA Board made changes to the Handbook as part of the Retail Distribution Review (RDR) programme. These changes provide that trail commission can continue for pre-RDR products and makes changes to the adviser charging rules

4734. FSA - Handbook Notice 106 [pdf]

      Handbook Published: 20/01/2011 Last modified: 30/05/2013
      On 19 January 2011 the FSA Board made changes to the Handbook which give guidance on ‘acting in concert’ and ‘deemed voting power’ following legislative changes made to the controllers’ regime in the Financial Services and Markets Act 2000

4735. FSA - Handbook Notice 112 [pdf]

      Handbook Published: 02/08/2011 Last modified: 30/05/2013
      On 1 July 2011 the FSA Board made changes to the Handbook in the UCITS IV Directive Instrument (FSA 2011/39) which implements changes to the UCITS Directive made by the European Union, and incorporates the Key Investor Information Regulation which

4736. FSA - Handbook Notice 107 [pdf]

      Handbook Published: 25/02/2011 Last modified: 30/05/2013
      On 9 February 2011 the FSA Board made changes to the Handbook in which provide the authorisation and registration application fees, and the periodic fee structure, for electronic money issuers under the second Electronic Money Directive

4737. FSA - Handbook Notice 102 [pdf]

      Handbook Published: 23/07/2010 Last modified: 30/05/2013
      On 22 July 2010, the FSA Board made changes to the Handbook which put into place the implementation and use of the new powers and duties received by the FSA as a result of the Financial Services Act 2010

4738. Re-issued First Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd [pdf]

      Supervisory notices Published: 07/07/2017

4739. Notice of Decision 2024: Berkley Finance Limited [pdf]

      Decision notices Published: 02/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4740. Notice of Decision 2024: AH Motor Ltd [pdf]

      Decision notices Published: 04/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.