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4791. FSA Decision Notice 2012: Angela Burns [pdf]

      Decision notices Published: 28/11/2012 Last modified: 30/05/2013
      FSA Decision Notice 2012: Angela Burns

4792. FSA - Handbook Notice 125 [pdf]

      Handbook Published: 13/12/2012 Last modified: 30/05/2013
      On 13 December 2012 the FSA Board made changes to the Handbook which make make minor administrative corrections to the Handbook, none of which represents any change in FSA policy.

4793. Accountability, from debate to reality

      Speeches Published: 14/07/2015 Last modified: 19/04/2016
      Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

4794. FSA - Handbook Notice 120 [pdf]

      Handbook Published: 28/05/2012 Last modified: 30/05/2013
      On 24 May 2012 the FSA Board made changes to the Handbook in one instrument which sets 2012/13 fees and levies for the FSA, the Financial Ombudsman Service (FOS) and the Money Advice Service (MAS) (FSA 2012/26)

4795. FSA - Handbook Notice 122 [pdf]

      Handbook Published: 27/07/2012 Last modified: 30/05/2013
      On 26 July 2012 the FSA Board made changes to the Handbook which set out regulatory requirements applicable to a firm carrying on the new activity of ‘bidding in emissions auctions’

4796. FSA - Handbook Notice 116 [pdf]

      Handbook Published: 19/01/2012 Last modified: 30/05/2013
      On 21 December 2011 the FSA Board made changes to the Handbook in which introduce a protected cells regime that will enhance investor protection and market confidence in UK open-ended investment companies (OEICs)

4797. FSA - Handbook Notice 121 [pdf]

      Handbook Published: 29/06/2012 Last modified: 30/05/2013
      On 20 June 2012 the FSA Board made changes to the Handbook to the Prospectus Rules (PR), Listing Rules (LR) and Disclosure and Transparency Rules (DTR), in order to implement the Prospectus Directive Amending Directive (FSA 2012/29).

4798. FSA - Handbook Notice 117 [pdf]

      Handbook Published: 27/02/2012 Last modified: 30/05/2013
      On 23 February 2012 the FSA Board made changes to the Handbook which amend the appropriate qualifications list for activities which advisers conduct under the Retail Distribution Review (RDR)

4799. Notice of Decision 2024: Michael Dominic Dudley [pdf]

      Decision notices Published: 23/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4800. Announcement of preliminary accounts: technical Q&A for firms

      Markets Published: 22/03/2020 Last modified: 21/09/2020
      Questions and answers relating to the moratorium on the publication of preliminary financial statements.