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Showing 481 to 490 of 7087 search results for final notice.

481. FSA Final Notice 2011: Fox Hayes [pdf]

     Final notices Published: 24/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Fox Hayes

482. FSA Final Notice 2009: Stephen Neil Sanders [pdf]

     Final notices Published: 29/07/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Stephen Neil Sanders

483. FSA Final Notice 2013: Paul David Cable [pdf]

     Final notices Published: 14/10/2010 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Paul David Cable

484. FSA Final Notice 2011: Peter Stephen Fox [pdf]

     Final notices Published: 29/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Peter Stephen Fox

485. Final notice 2016: Mr Paul White [pdf]

     Final notices Published: 12/04/2016 Last modified: 12/04/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. We imposed a prohibition and public censure.

486. FSA Final Notice 2010: Waqarul Hassan Shah [pdf]

     Final notices Published: 01/10/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Waqarul Hassan Shah

487. FSA Final Notice 2012: Riaz Aslam Gul [pdf]

     Final notices Published: 31/07/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Riaz Aslam Gul

488. Final Notice 2023: Statum Limited [pdf]

     Final notices Published: 07/08/2023
     This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

489. FCA Final Notice 2013: Foneshield (UK) Limited [pdf]

     Final notices Published: 26/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

490. Final notice 2016: Abbas Khan trading as Parry Lane Services [pdf]

     Final notices Published: 03/03/2016 Last modified: 03/03/2016
     This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.