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  1. FSA - Handbook Notice 104 [pdf]

    Handbook Published: 12/11/2010 Last modified: 30/05/2013
    On 13 October 2010, the FSA Board made changes to the Handbook which made changes to the client assets rules in order to strengthen client protection (FSA 2010/52).

  2. FSA Second Supervisory Notice 2009: Clifford James Glenn trading as Clifford Glenn [pdf]

    Supervisory notices Published: 01/06/2009 Last modified: 14/06/2014
    FSA Second Supervisory Notice 2009: Clifford James Glenn trading as Clifford Glenn

  3. FSA Supervisory Notice 2009: Aaron Nickols trading as Warwick Finance [pdf]

    Supervisory notices Published: 01/02/2009 Last modified: 14/06/2014
    FSA Supervisory Notice 2009: Aaron Nickols trading as Warwick Finance - Scanned Document

  4. FSA Decision Notice 2011: Michael Lee Thommes [pdf]

    Decision notices Published: 19/07/2011 Last modified: 14/06/2014
    FSA Decision Notice 2011: Michael Lee Thommes

  5. FSA Supervisory Notice 2008: Rod Allcock trading as Rod Allcock Insurance Services [pdf]

    Supervisory notices Published: 01/04/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Rod Allcock trading as Rod Allcock Insurance Services

  6. FSA Decision Notice 2011: Martin Russell Lafrance [pdf]

    Decision notices Published: 04/10/2011 Last modified: 14/06/2014
    FSA Decision Notice 2011: Martin Russell Lafrance

  7. FSA Supervisory Notice 2007: Kawasaki (Newcastle-upon-Tyne) Limited [pdf]

    Supervisory notices Published: 01/03/2007 Last modified: 14/06/2014
    FSA Supervisory Notice 2007: Kawasaki (Newcastle-upon-Tyne) Limited

  8. Handbook Release 138

    Handbook Published: 17/06/2013 Last modified: 17/06/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  9. FSA Supervisory Notice 2004: John Henshall Financial Services Limited [pdf]

    Supervisory notices Published: 01/10/2004 Last modified: 14/06/2014
    FSA Supervisory Notice 2004: John Henshall Financial Services Limited

  10. FSA Supervisory Notice 2004: Oaktree Financial Services Limited [pdf]

    Supervisory notices Published: 01/02/2004 Last modified: 14/06/2014
    FSA Supervisory Notice 2004: Oaktree Financial Services Limited
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