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Showing 4851 to 4860 of 7120 search results for final notice.

  1. Full-scope UK AIFM applications

    Markets Published: 08/06/2016 Last modified: 08/02/2023
    The FCA explains how to submit an application for full-scope UK AIFMs and what happens once you've applied.
  2. First Supervisory Notice 2022: Lilium Markets Ltd [pdf]

    Supervisory notices Published: 29/11/2022
    For the reasons given in this First Supervisory Notice, and pursuant to regulation 12(1) and 15 of the Payment Services Regulations 2017 (“the PSR”), the Financial Conduct Authority has decided to vary the registration granted to Lilium Markets
  3. Notice of Decision 2024: Surrey Autos Ltd [pdf]

    Decision notices Published: 05/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  4. Handbook Release 148

    Handbook Published: 25/04/2014 Last modified: 25/04/2014
    This Release contains pages to be inserted into your paper version of the Handbook to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
  5. First Supervisory Notice 2022: Colbourne & Company [pdf]

    Supervisory notices Published: 24/06/2022
    FCA First Supervisory Notice 2022: Colbourne & Company.
  6. FSA Supervisory Notice 2004: John Henshall Financial Services Limited - First Supervisory Notice [pdf]

    Supervisory notices Published: 01/08/2004 Last modified: 14/06/2014
    FSA Supervisory Notice 2004: John Henshall Financial Services Limited - First Supervisory Notice
  7. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  8. FSA Supervisory Notice 2003: George Gregg & Company [pdf]

    Supervisory notices Published: 01/04/2003 Last modified: 14/06/2014
    FSA Supervisory Notice 2003: George Gregg & Company
  9. FSA Supervisory Notice 2008: Rafiu Adisa Akanbi, trading as Rafin Adisa Akanbi [pdf]

    Supervisory notices Published: 01/03/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Rafiu Adisa Akanbi, trading as Rafin Adisa Akanbi
  10. FSA Supervisory Notice 2006: David Anthony Jones (trading as D Jones Investments) [pdf]

    Supervisory notices Published: 01/11/2006 Last modified: 14/06/2014
    FSA First Supervisory Notice 2006: David Anthony Jones (trading as D Jones Investments)