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Showing 4871 to 4880 of 7120 search results for final notice.

  1. Notice of Decision 2024: Leasing Wheels Ltd [pdf]

    Decision notices Published: 12/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     
  2. Pensions and retirement income

    Focus areas Published: 09/02/2018 Last modified: 13/03/2024
    Find out how the FCA plans to tackle the key risks facing the pension sector and ensure good long-term outcomes for consumers.
  3. Notice of Decision 2024: S & P Strategies Ltd [pdf]

    Decision notices Published: 17/05/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.
  4. FCA confirms final rules for independent governance committees

    Press Releases Published: 04/02/2015 Last modified: 04/02/2015
    The Financial Conduct Authority (FCA) has today confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). ... Policy Statement PS15/3: Final rules for independent governance committees, including feedback
  5. FSA Supervisory Notice 2002: Crescent Financial Services [pdf]

    Supervisory notices Published: 01/10/2002 Last modified: 14/06/2014
    FSA Supervisory Notice 2002: Crescent Financial Services
  6. FSA Supervisory Notice 2007: Mr John Adebayo Adepoju Trading as Landmark Finance [pdf]

    Supervisory notices Published: 01/04/2007 Last modified: 14/06/2014
    FSA Supervisory Notice 2007: Mr John Adebayo Adepoju Trading as Landmark Finance
  7. FSA Supervisory Notice 2005: Amerindo Advisors (UK) Limited [pdf]

    Supervisory notices Published: 01/06/2005 Last modified: 14/06/2014
    FSA Supervisory Notice 2005: Amerindo Advisors (UK) Limited
  8. FSA Supervisory Notice 2005: Ferguson, James (trading as James Ferguson Financial Services) [pdf]

    Supervisory notices Published: 01/08/2005 Last modified: 14/06/2014
    FSA Supervisory Notice 2005: Ferguson, James (trading as James Ferguson Financial Services)
  9. FSA Second Supervisory Notice 2006: William Faulkner (trading as Policylink & Apsley Homes Estate Agency) [pdf]

    Supervisory notices Published: 01/10/2006 Last modified: 14/06/2014
    FSA Second Supervisory Notice 2006: William Faulkner (trading as Policylink & Apsley Homes Estate Agency)
  10. FSA Second Supervisory Notice 2002: Crescent Financial Services [pdf]

    Supervisory notices Published: 01/11/2002 Last modified: 14/06/2014
    FSA Second Supervisory Notice 2002: Crescent Financial Services