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Notice of Decision 2024: Leasing Wheels Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Pensions and retirement income
Find out how the FCA plans to tackle the key risks facing the pension sector and ensure good long-term outcomes for consumers. -
Notice of Decision 2024: S & P Strategies Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
FCA confirms final rules for independent governance committees
The Financial Conduct Authority (FCA) has today confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). ... Policy Statement PS15/3: Final rules for independent governance committees, including feedback -
FSA Supervisory Notice 2002: Crescent Financial Services [pdf]
FSA Supervisory Notice 2002: Crescent Financial Services -
FSA Supervisory Notice 2007: Mr John Adebayo Adepoju Trading as Landmark Finance [pdf]
FSA Supervisory Notice 2007: Mr John Adebayo Adepoju Trading as Landmark Finance -
FSA Supervisory Notice 2005: Amerindo Advisors (UK) Limited [pdf]
FSA Supervisory Notice 2005: Amerindo Advisors (UK) Limited -
FSA Supervisory Notice 2005: Ferguson, James (trading as James Ferguson Financial Services) [pdf]
FSA Supervisory Notice 2005: Ferguson, James (trading as James Ferguson Financial Services) -
FSA Second Supervisory Notice 2006: William Faulkner (trading as Policylink & Apsley Homes Estate Agency) [pdf]
FSA Second Supervisory Notice 2006: William Faulkner (trading as Policylink & Apsley Homes Estate Agency) -
FSA Second Supervisory Notice 2002: Crescent Financial Services [pdf]
FSA Second Supervisory Notice 2002: Crescent Financial Services