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Showing 491 to 500 of 7087 search results for final notice.

491. Final notice 2016: Jawad Khan [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

492. FSA Final Notice 2006: Guardian Assurance plc and Guardian Linked Life Assurance Limited [pdf]

     Final notices Published: 12/01/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: Guardian Assurance plc and Guardian Linked Life Assurance Limited

493. FSA Final Notice 2009: White Square Investments Limited [pdf]

     Final notices Published: 03/09/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: White Square Investments Limited

494. Final notice 2016: W H Ireland Limited [pdf]

     Final notices Published: 23/02/2016 Last modified: 23/02/2016
     This final notice refers to breaches of PRIN 3 and SYSC related to market protection, culture/governance and conflicts of interest in the wealth management and private banking sector. We imposed a fine and restriction.

495. FSA Final Notice 2012: Argentum-Lex Wealth Management Limited [pdf]

     Final notices Published: 15/11/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Argentum-Lex Wealth Management Limited

496. FSA Final Notice 2010: Olayinka Oladipupo [pdf]

     Final notices Published: 12/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Olayinka Oladipupo

497. FSA Final Notice 2012: Cattles Ltd [pdf]

     Final notices Published: 28/03/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Cattles Ltd

498. FSA Final Notice 2010: Thorntons Law LLP [pdf]

     Final notices Published: 22/09/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Thorntons Law LLP

499. FSA Final Notice 2010: Moneywise IFA Limited [pdf]

     Final notices Published: 01/09/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Moneywise IFA Limited

500. FSA Final Notice 2010: Executive Investments Plc [pdf]

     Final notices Published: 21/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Executive Investments Plc