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Showing 5031 to 5040 of 7120 search results for final notice.

5031. British Steel Pension Scheme: Tools for firms

      Tasks for firms Published: 28/02/2023 Last modified: 26/09/2023
      The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents.

5032. Open-ended funds investing in less liquid assets

      Speeches Published: 19/03/2020 Last modified: 19/03/2020
      Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members.

5033. Participate in FCA website user testing

      Last modified: 08/05/2024
      See our privacy notice for further information about the way we use the personal data collected in this form.

5034. Notice of Decision 2024: Holland M/C Limited [pdf]

      Decision notices Published: 03/05/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

5035. Notice of Decision 2024: K Kar Sales Limited [pdf]

      Decision notices Published: 21/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5036. FCA First Supervisory Notice 2015: Andrew Baxter [pdf]

      Supervisory notices Published: 05/02/2015 Last modified: 05/02/2015

5037. Meeting the growth challenge

      Speeches Published: 15/05/2013 Last modified: 16/08/2013
      Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version.

5038. FSA Supervisory Notice 2004: Berry Birch & Noble Financial Services Ltd [pdf]

      Supervisory notices Published: 01/04/2004 Last modified: 14/06/2014
      FSA Supervisory Notice 2004: Berry Birch & Noble Financial Services Ltd

5039. FSA Supervisory Notice 2002: Tudor House Financial Services [pdf]

      Supervisory notices Published: 01/11/2002 Last modified: 14/06/2014
      FSA Supervisory Notice 2002: Tudor House Financial Services

5040. FSA Supervisory Notice 2004: Financial Matters [pdf]

      Supervisory notices Published: 01/04/2004 Last modified: 14/06/2014
      FSA Supervisory Notice 2004: Financial Matters