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Showing 5051 to 5060 of 7120 search results for final notice.

5051. Money Laundering Regulations

      Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
      Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

5052. Notice of Decision 2024: Love Automatics Ltd [pdf]

      Decision notices Published: 06/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5053. Decision Notice 2023: David Brian Price [pdf]

      Decision notices Published: 01/09/2023
      This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed

5054. Notice of Decision 2024: Carlisle Van Centre [pdf]

      Decision notices Published: 30/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5055. FCA publishes PPI complaints deadline final report

      Press Releases Published: 24/04/2020 Last modified: 01/05/2020
      The Financial Conduct Authority (FCA) has published its final report on the impact of the deadline for PPI complaints. The report highlights the outcome of the communications campaign which ran for two years.

5056. Notice of Decision 2024: Reakt Media Limited [pdf]

      Decision notices Published: 16/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

5057. FCA sets out plan for the year ahead

      Press Releases Published: 19/03/2024 Last modified: 19/03/2024
      In its Business Plan for 2024-25, the FCA has set out an ambitious programme of work for the final year of its 3-year strategy to achieve better outcomes for consumers and markets.

5058. Application for a requirement on part 4A permission: Plus500UK Limited [pdf]

      Requirement notices Published: 22/05/2015 Last modified: 22/05/2015

5059. Notice of Decision 2024: QA Dental Engineers [pdf]

      Decision notices Published: 24/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5060. Warning notice statement 17/5 – Firm [pdf]

      Warning notices Published: 15/08/2017
      The Financial Conduct Authority (the FCA) gave Interactive Brokers (UK) Ltd (IBUK) a warning notice on 25 July 2017 proposing to take action in respect of the conduct summarised in this statement.