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Showing 5111 to 5120 of 7120 search results for final notice.

5111. Notice of Decision 2024: Crystal EPOS Limited [pdf]

      Decision notices Published: 09/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5112. Notice of Decision 2024: Atech Automotive Ltd [pdf]

      Decision notices Published: 20/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5113. Notice of Decision 2024: Baljinder Singh Dyal [pdf]

      Decision notices Published: 19/03/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

5114. Notice of Decision 2023: The Carrosserie Company (UK) Limited [pdf]

      Decision notices Published: 25/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

5115. Notice of Decision 2024: Apex Legal Limited [pdf]

      Decision notices Published: 05/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5116. Change or cancel an approval for a controlled function

      Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
      Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF).

5117. Notice of Decision 2023: Academy Pro Limited [pdf]

      Notices and decisions Published: 31/10/2023
      The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5118. Decision Notice 2022: Carillion (in liquidation) [pdf]

      Decision notices Published: 28/07/2022
      The Decision Notice (Carillion (in liquidation)) refers to breaches of the Market Abuse Regulations and Listing Rules, within the issuer’s sector. Our view is that a public censure should be imposed.

5119. The future of the UK mortgage market

      Speeches Published: 07/09/2015 Last modified: 07/09/2015
      Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the FCA mortgage conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

5120. Decision Notice: Robert Ward (Director of BHIM) [pdf]

      Decision notices Published: 09/05/2019
      This decision notice (Robert Ward (Director of BHIM) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a