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Showing 5121 to 5130 of 7120 search results for final notice.
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FSA Supervisory Notice 2010: Landsbanki Islands hf [pdf]
FSA Supervisory Notice 2010: Landsbanki Islands hf -
Decision Notice 2020: Jon Frensham [pdf]
This provisional Decision Notice refers to what the FCA considers to be breaches of FIT by a financial adviser. This Decision Notice has been referred to the Upper Tribunal and will have no effect pending the determination of the case by the Tribunal -
FSA Supervisory Notice 2005: MJT Mortgages [pdf]
FSA Supervisory Notice 2005: MJT Mortgages -
Decision Notice 2022: Richard John Howson [pdf]
The Decision Notice (Richard John Howson) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed. -
Notice of Decision 2023: KR Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Our supervision overview
Speech by Clive Adamson, director of supervision, at the General Insurance conference, London. -
Register a co-operative society [docx]
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Notice of Decision 2024: A4ordable Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2023: Edmund Lloyd Rowland [pdf]
This Decision (Edmund Lloyd Rowland) Notice refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £352,000 and prohibition should be imposed. -
Remote or hybrid working: FCA expectations for firms
It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.