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Showing 5171 to 5180 of 7121 search results for final notice.

5171. FSA Supervisory Notice 2009: Executive Investments Plc [pdf]

      Supervisory notices Published: 01/10/2009 Last modified: 14/06/2014
      FSA First Supervisory Notice 2009: Executive Investments Plc

5172. FSA Second Supervisory Notice 2006: Rotton Park/Winson Green Credit Union Limited [pdf]

      Supervisory notices Published: 01/06/2006 Last modified: 14/06/2014
      FSA Second Supervisory Notice 2006: Rotton Park/Winson Green Credit Union Limited

5173. Notice of Decision 2024: Juvea Medical Limited [pdf]

      Decision notices Published: 18/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5174. First Supervisory Notice 2023: IBP Markets Limited [pdf]

      Supervisory notices Published: 13/10/2023
      On 15 September 2023, we imposed a number of restrictions on IBP Markets Limited stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

5175. Notice of Decision 2024: John Hutcheson Limited [pdf]

      Decision notices Published: 09/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5176. Funeral plan providers and intermediaries

      Funeral plan providers and intermediaries Last modified: 13/03/2023
      The FCA regulates the pre-paid funeral plans sector. See all our resources for firms.

5177. Apply to be an authorised AIFM

      Markets Published: 05/06/2016 Last modified: 05/07/2023
      Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

5178. First Supervisory Notice 2024: City & Merchant Limited [pdf]

      Supervisory notices Published: 17/07/2024
      For the reasons given in this First Supervisory Notice we have decided to impose certain requirements on City & Merchant Limited with immediate effect.

5179. Notice of Decision 2023: Ramsy Cars Limited [pdf]

      Decision notices Published: 31/07/2023
      This Notice of Decision (Ramsy Cars Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

5180. Notice of Decision 2023: Ventam Systems Ltd [pdf]

      Decision notices Published: 21/07/2023
      This Notice of Decision (Ventam Systems Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.