Search results

Showing 5201 to 5210 of 7121 search results for final notice.

5201. Notice of Decision 2024: Farmline Machinery Ltd [pdf]

      Decision notices Published: 04/03/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

5202. Submit a change in control notification

      Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
      Find out how to prepare your notification and understand what happens after you submit it.

5203. Human face of regulation

      Speeches Published: 10/04/2013 Last modified: 16/08/2013
      Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London

5204. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

      Policy statements Published: 03/07/2017 Last modified: 03/07/2017
      This publicationsets out our final rules on conduct issues, including research, inducements, client categorisation, best execution, the appropriateness test, taping, client assets and perimeter guidance.

5205. Notice of Decision 2024: Barnsbury Furniture Ltd [pdf]

      Decision notices Published: 02/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5206. Notice of Decision 2024: Excell EPOS Systems Ltd [pdf]

      Decision notices Published: 25/07/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

5207. Securitisation Repositories

      Markets Markets policy Published: 20/09/2020 Last modified: 10/01/2024
      A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.

5208. Notice of Decision 2023: A.S. Tractors (Scotland) Ltd [pdf]

      Decision notices Published: 07/09/2023
      This Notice of Decision (A.S. Tractors (Scotland) Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

5209. Notice of Decision 2024: Clarus Motorpark Limited [pdf]

      Decision notices Published: 23/04/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.  

5210. Notice of Decision 2023: Norman Frederick Little [pdf]

      Decision notices Published: 12/12/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.