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Showing 5211 to 5220 of 7124 search results for final notice.

5211. Notice of Decision 2024: Mr Kenneth Shuttleworth [pdf]

      Decision notices Published: 10/04/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

5212. Notice of Decision 2023: Norman Frederick Little [pdf]

      Decision notices Published: 12/12/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5213. Notice of Decision 2023: Demhayal UK Limited [pdf]

      Decision notices Published: 12/06/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5214. Regulation in a changing world

      Speeches Published: 21/10/2019 Last modified: 21/10/2019
      Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

5215. FSA Decision Notice 2011: Athanass Stefanopoulos [pdf]

      Decision notices Published: 31/08/2011 Last modified: 14/06/2014
      FSA Decision Notice 2011: Athanass Stefanopoulos

5216. Notice of Decision 2024: Supreme Quality Discount [pdf]

      Decision notices Published: 14/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5217. Voluntary Application for the Imposition of Requirements: TFS Loans Ltd (in adminstration) [pdf]

      Requirement notices Published: 10/06/2022
      Voluntary Application for the Imposition of Requirements: TFS Loans Ltd (in administration)

5218. FCA Decision Notice 2015: Stewart Owen Ford [pdf]

      Decision notices Published: 26/05/2015 Last modified: 27/05/2015
      This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, conflicts of interests, failing to act on information appropriately in the Asset Management sector.

5219. PPI complaints handling update

      News stories Published: 16/10/2019 Last modified: 01/05/2020
      We are aware that the volume of PPI checking enquiries and complaints sent to firms increased significantly during August 2019 in the run-up to the complaints deadline on 29 August. As a result, firms will not be able to meet their normal complaint

5220. Consumer protection in the listing regime

      Speeches Published: 21/03/2014 Last modified: 28/03/2014
      But it was important for us that our final proposals attracted genuine and broadly based support. ... To conclude, when producing the final set of proposed changes to the listing rules, we sought to produce targeted enhancements to minority investor