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Showing 5231 to 5240 of 7124 search results for final notice.

5231. Notice of Decision 2024: Alastair Hanson Limited [pdf]

      Decision notices Published: 28/02/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation

5232. Conduct risk in FX markets

      Speeches Published: 30/11/2016 Last modified: 30/11/2016
      Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

5233. Adviser numbers in line with expectations

      Press Releases Published: 15/08/2013 Last modified: 15/08/2013
      Six months after the introduction of the new rules, 97 per cent of advisers have the appropriate level of qualification, with the final three per cent recent entrants who are still

5234. Notice of Decision 2024: Prestwood Motors Limited [pdf]

      Decision notices Published: 07/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5235. Notice of Decision 2024: Automotive Gurus Limited [pdf]

      Decision notices Published: 29/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5236. FCA Decision Notice 2014: Standard Bank PLC [pdf]

      Decision notices Published: 23/01/2014 Last modified: 04/06/2015
      This decision notice refers to breaches of Money Laundering Regulations 2007 related to financial crime in the investment banking sector. We imposed a fine.

5237. OFT Requirement Notice: Tower Capital Limited [pdf]

      Requirement notices Published: 13/02/2014 Last modified: 01/04/2014
      This Notice from the OFT placed a requirement on Tower Capital Limited which applies to its Consumer Credit Interim Permission.

5238. Notice of Decision 2023: Lemar Associates Ltd [pdf]

      Decision notices Published: 11/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5239. Notice of Appointment of Trustee(s) - Form [doc]

      Forms Published: 01/04/2013 Last modified: 01/04/2013
      Mutual Societies Application Form

5240. Notice of Decision 2024: JS Quality Furniture Ltd [pdf]

      Decision notices Published: 25/07/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.