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Showing 5241 to 5250 of 7124 search results for final notice.

5241. Notice of Decision 2023: Lucasaide - Gems Limited [pdf]

      Decision notices Published: 21/12/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5242. Notice of Decision 2023: Brennan Automotive's Ltd [pdf]

      Decision notices Published: 10/10/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5243. Notice of Decision 2023: James Anthony Donaldson (trading as Castle Credit Company) [pdf]

      Decision notices Published: 12/09/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5244. FSA Decision Notice 2012: Robert Stephan Addison [pdf]

      Decision notices Published: 14/09/2012 Last modified: 31/03/2015

5245. FCA Decision Notice 2013: Clive John Rosier [pdf]

      Decision notices Published: 23/05/2013 Last modified: 04/06/2015
      This decision notice refers to breaches of APER 2 and 7 related to unfair treatment of customers in relation to complaints-handling and lack of fitness/propriety in the investment advisors and platforms sector. Our view is that a fine, withdrawal

5246. Notice of Decision 2024: Humberston Motors Limited [pdf]

      Decision notices Published: 19/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5247. FCA further decision notice 2016: Tariq Carrimjee [pdf]

      Decision notices Published: 05/02/2016 Last modified: 23/02/2016
      This further decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. Our view is that a prohibition should be imposed.

5248. FCA Decision Notice 2016: Alistair Rae Burns [pdf]

      Decision notices Published: 01/12/2016
      This decision notice refers to breaches of APER 7 and FIT related to conflicts of interest, a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. Our view is that a fine, prohibition and withdrawal should be

5249. Notice of Decision 2024: Brookfield Garage Limited [pdf]

      Decision notices Published: 23/04/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

5250. Notice of Decision 2024: J&D Motors Ltd [pdf]

      Decision notices Published: 29/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.