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Showing 5301 to 5310 of 7129 search results for final notice.

  1. Alternative publication format request form

    Last modified: 18/09/2023
    Warning message. Revision state: Published. Most recent revision: No.. Alternative publication format request form. First published: 28/06/2021 Last updated: 18/09/2023. Alternative publication format request form. If you require content in an

  2. Decision Notice: Aiden Henderson (Director of HCA) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Aiden Henderson (Director of HCA)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that

  3. Confirmed Industry Guidance

    Tasks for regulated firms Published: 13/05/2015 Last modified: 08/02/2023
    Industry Guidance will be of interest to firms wishing to follow Industry Guidance, guidance producers wishing to seek confirmation, and consumers wanting to understand the purpose of Industry Guidance

  4. Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]

    Decision notices Published: 13/06/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  5. Partnership - Notification for Change in Controller (Section 178 notice) [doc]

    Forms Published: 01/04/2013 Last modified: 23/06/2022
    This form should be completed by a partner of a partnership that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm

  6. First Supervisory Notice 2023: KBFS Financial Limited [pdf]

    Supervisory notices Published: 15/11/2023
    We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets.

  7. Mortgages Market Study: MS16/2

    Market studies Published: 12/12/2016 Last modified: 08/11/2022
    We have published the Mortgages Market Study final report. It explains our final findings and provides a progress update on the proposed remedies.

  8. FSA Supervisory Notice 2010: Edinburgh Hackney Cab Trade Credit Union Limited [pdf]

    Supervisory notices Published: 12/01/2010 Last modified: 14/06/2014
    FSA Supervisory Notice 2010: Edinburgh Hackney Cab Trade Credit Union Limited

  9. Notice of Decision 2023: Abigail Investment Limited [pdf]

    Decision notices Published: 07/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: Christian James Cadwallader [pdf]

    Decision notices Published: 28/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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