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Showing 5311 to 5320 of 7129 search results for final notice.
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Notice of Decision 2024: Trade Cars Of Bristol Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Regulating high frequency trading
Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version. -
Innovation and improving outcomes
Speech by Christopher Woolard, Director of Strategy and Competition, delivered at the Global Digital Banking Conference on 16 June 2016 in London. -
Decision Notice 2022: Saranac Partners Limited [pdf]
The Decision Notice refers to Thomas Kalaris failing to be open and co-operative by giving untrue and misleading evidence to the Authority in relation to two different investigations. The Authority is not satisfied as to his honesty and integrity. -
Notice of Decision 2024: Headstone Associates Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Business interruption insurance – policy checker
Use the FCA's policy checker and policyholder frequently asked questions to find out if your insurance policy will cover business interruption losses caused by coronavirus (Covid-19) as a result of the FCA’s test case and what you can do next. -
FSA - Handbook Notice 114 [pdf]
On 2 November 2011 the FSA Board made changes to the Handbook in five instruments which propose to limit the scope of the voiding rules to large firms that are of systemic importance and have higher risk business models -
Getting firms to change or delete unfair contract terms
FCA powers for requesting firms amend or remove an unfair contract term. -
Notice of Decision 2023: Radclyffe Mortgage Centre Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities to which its Part 4A permission relates. We imposed a cancellation.