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Showing 5341 to 5350 of 7130 search results for final notice.

  1. Trust - Notification for Change in Controller (Section 178 notice) [doc]

    Forms Published: 01/04/2013 Last modified: 23/06/2022
    This form should be completed by a trustee, beneficiary or settlor of a trust that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.

  2. Notice of Decision 2023: 1st Green Deal Ltd [pdf]

    Decision notices Published: 18/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. FCA Decision Notice 2013: Timothy Alan Roberts [pdf]

    Decision notices Published: 04/10/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. Our view is that a fine and a prohibition should be imposed.

  4. FCA to undertake work in the motor finance market

    Statements Published: 11/01/2024 Last modified: 11/01/2024
    The FCA will review historical motor finance commission arrangements and sales across several firms.

  5. Notice of Decision 2024: South Sphere Capital Limited trading as On Rentals [pdf]

    Decision notices Published: 23/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  6. Sponsor conflicts of interest

    Primary markets Published: 19/09/2018 Last modified: 16/12/2022
    Our rules require sponsors to identify and manage different conflicts of interest. Learn about our involvement in assessing conflicts.

  7. OFT Requirement Notice: Haymarket Lending Limited [pdf]

    Requirement notices Published: 16/11/2009 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on Haymarket Lending Limited (Post Net Ltd) which applies to its Consumer Credit Interim Permission.

  8. OFT Requirement Notice: Swift Securities Limited [pdf]

    Requirement notices Published: 17/06/2011 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Swift Securities Limited which applies to its Consumer Credit Interim Permission.

  9. Notice of Decision 2023: F&M Autos Ltd   [pdf]

    Decision notices Published: 17/10/2023
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.    

  10. Our work on motor finance - final findings [pdf]

    Multi-firm reviews Published: 04/03/2019
    We have been looking at the motor finance market to ensure that it works well and to assess whether consumers are at risk of harm. This is the final report on our work.
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