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Showing 5361 to 5370 of 7130 search results for final notice.

5361. Joint statement by the FCA, FRC and PRA

      Statements Published: 26/03/2020 Last modified: 27/01/2021
      Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

5362. FSA Supervisory Notice 2011: IJarvis Investment Management Limited [pdf]

      Supervisory notices Published: 09/11/2011 Last modified: 14/06/2014
      FSA Supervisory Notice 2011: IJarvis Investment Management Limited

5363. FSA Decision Notice 2012: Alberto Micalizzi [pdf]

      Decision notices Published: 20/03/2012 Last modified: 14/06/2014
      FSA Decision Notice 2012: Alberto Micalizzi

5364. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

      Policy statements Published: 03/07/2017 Last modified: 03/07/2017
      This publicationsets out our final rules on conduct issues, including research, inducements, client categorisation, best execution, the appropriateness test, taping, client assets and perimeter guidance.

5365. FCA acts to help mortgage prisoners

      Press Releases Published: 26/03/2019 Last modified: 29/11/2021
      Mortgage customers who have previously been unable to switch mortgages despite being up-to-date with their payments (commonly known as mortgage prisoners), could soon be able to find a cheaper deal after we proposed changes to how lenders assess

5366. FSA - Notice of Undertaking: A P Financial Services UK Limited [pdf]

      Undertakings Published: 18/01/2010 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: A P Financial Services UK Limited - Independent financial advice

5367. A credit market that delivers for consumers

      Speeches Published: 27/04/2023 Last modified: 27/04/2023
      Speech by Roma Pearson, Director of Consumer Finance, delivered at Credit Summit 2023.

5368. Notice of Appointment of Trustee(s) - Form [doc]

      Forms Published: 01/04/2013 Last modified: 01/04/2013
      Mutual Societies Application Form

5369. Innovate Finance Global Summit

      Speeches Published: 11/04/2016 Last modified: 09/05/2016
      Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the Innovate Finance Global Summit on 11 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

5370. Notice of Decision 2024: DC Car Sales Limited [pdf]

      Decision notices Published: 03/05/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.