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Showing 5371 to 5380 of 7130 search results for final notice.

  1. Notice of Decision 2024: DC Car Sales Limited [pdf]

    Decision notices Published: 03/05/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

  2. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.

  3. Getting firms to change or delete unfair contract terms

    Tasks for regulated firms Published: 06/05/2015 Last modified: 10/02/2023
    FCA powers for requesting firms amend or remove an unfair contract term.

  4. Decision of Notice 2023: Mayfair Fin UK Ltd [pdf]

    Decision notices Published: 06/12/2023
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  5. FCA Decision Notice 2015: Peter Francis Johnson [pdf]

    Decision notices Published: 26/05/2015 Last modified: 26/05/2015
    This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a

  6. Notice of Decision 2024: Finance Cars 4 U Limited [pdf]

    Decision notices Published: 16/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: Niddrie Motor Co Ltd [pdf]

    Decision notices Published: 05/03/2024
    “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

  8. Modelling integrity through culture

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Notice of Decision 2023: Guyon Capital Management Limited [pdf]

    Decision notices Published: 17/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: Alex Cars Bristol Ltd [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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