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First Supervisory Notice 2022: Pello Capital Limited [pdf]
This First Supervisory Notice refers to breaches of Prin 3, 4 and 11 related to failing demonstrate that Pello Capital Limited has adequate and appropriate systems and controls to effectively manage risks. Failing to maintain adequate financial -
Final summary: A report on an independent review of Royal Bank of Scotland Group’s treatment of small and medium-sized enterprise customers referred to the Global Restructuring Group [pdf]
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Notice of Decision 2024: Wilson H & V Services Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
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with the requirements of The General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.See our privacy notice for further information about the way we use the -
Shaping the future in asset management
Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Notice of Decision 2024: RIF Prestige Car Limited [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Reid Motor Group Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Express Wheel Repair Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: ERS Office Supplies Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation. -
Primary Market Bulletin 34
This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime.