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Showing 5451 to 5460 of 7130 search results for final notice.

5451. Primary Market Bulletin 34

      Newsletters Published: 24/06/2021 Last modified: 09/07/2021
      This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime.

5452. Notice of Decision 2023: Renewables Supermarket Limited [pdf]

      Decision notices Published: 16/06/2023
      The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

5453. First Supervisory Notice 2021: Action On CIO [pdf]

      Supervisory notices Published: 25/06/2021
      For the reasons given in this First Supervisory Notice, and pursuant to section 55J of the Act, the Authority has decided to vary the Part 4A permission of Action On CIO

5454. Journey towards a conduct regulator

      Speeches Published: 05/03/2013 Last modified: 18/07/2013
      Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London

5455. FSA - Notice of Undertaking: Devitt Insurance Services Limited and Screentrade [pdf]

      Undertakings Published: 30/04/2008 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: Devitt Insurance Services Limited and Screentrade - Motor Insurance

5456. FSA - Notice of Undertaking: Beacon Financial Limited [pdf]

      Undertakings Published: 18/01/2010 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: Beacon Financial Limited - Independent financial advice

5457. Notice of Decision 2023: Surrey Auto Group Limited [pdf]

      Decision notices Published: 28/11/2023
      “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

5458. Reaping the rewards of investing in women

      Speeches Published: 16/04/2024 Last modified: 24/04/2024
      Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference

5459. Notice of Decision 2023: Eco Home Care Limited [pdf]

      Decision notices Published: 08/11/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5460. Notice of Decision 2024: Dharam Gold Exchange Ltd [pdf]

      Decision notices Published: 03/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.