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Showing 5481 to 5490 of 7130 search results for final notice.
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FSA - Notice of Undertaking: BISL Limited [pdf]
Cancellation terms in motor insurance policies -
Warning notice statement 17/1 – Individual [pdf]
The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 12 December 2016 proposing to take action in respect of the conduct summarised in this statement. -
Notice of Decision 2024: Stone Industry Group Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Decision Notice 2021: Geoffrey Edward Armin [pdf]
This decision notice (Geoffrey Edward Armin) refers to breaches of APER 2, APER 7, FIT and COBS related to failing to demonstrate that suitable advice was given in the investment adviser and pensions sector. Our view is that a financial penalty and -
FSA Supervisory Notice 2011: National Westminster Bank plc [pdf]
FSA Supervisory Notice 2011: National Westminster Bank plc -
Mortgage Payment Protection Insurance (MPPI)
Read details of the agreement drawn up between the FCA and the MPPI industry to ensure customers receive fair treatment, outlining the action firms should take and where you can find further information. -
Notice of Decision 2024: John Wallace (trading as Mia Motors) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: G. P. Ellis & A. R. Hughes Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Delegation arrangements changes
Find out about notifying us of changes to AIFMD delegation and sub-delegation arrangements. -
Understanding high-risk investments
Often advertised as high-return investments, high-risk investments put your money at higher risk and should always be treated with caution.