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Showing 5491 to 5500 of 7130 search results for final notice.

5491. Warning notice statement 16/2 – Individual [pdf]

      Warning notices Published: 21/01/2016 Last modified: 21/01/2016
      The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 19 November 2015 proposing to take action in respect of the conduct summarised in this statement.

5492. Warning notice statement 16/1 – Individual [pdf]

      Warning notices Published: 11/01/2016 Last modified: 11/01/2016
      The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 7 December 2015 proposing to take action in respect of the conduct summarised in this statement.

5493. FCA and Bank sign joint MoU with FMSB

      Statements Published: 09/11/2021 Last modified: 09/11/2021
      Jointly with the Bank of England we have signed a Memorandum of Understanding (MoU) with the Fixed Income, Currencies and Commodities Standards Board (FMSB)

5494. First Supervisory Notice 2023: CFS Management Ltd [pdf]

      Supervisory notices Published: 20/04/2023
      For the reasons given in this First Supervisory Notice, the Financial Conduct Authority has decided to impose the following conditions on CFS Management Ltd,

5495. Notice of Decision 2023: Pearce & Sons (Melton) Ltd [pdf]

      Decision notices Published: 03/11/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5496. Notice of Decision 2024: VV Commercials UK Limited [pdf]

      Decision notices Published: 15/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5497. OFT Requirement Notice: The Entitlements Agency Ltd [pdf]

      Requirement notices Published: 29/10/2012 Last modified: 01/04/2014
      This Notice from the OFT placed a requirement on The Entitlements Agency Ltd which applies to its Consumer Credit Interim Permission.

5498. Warning notice statement 15/1 – Individual [pdf]

      Warning notices Published: 26/06/2015 Last modified: 29/06/2015
      The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 12 May 2015 proposing to take action in respect of the conduct summarised in this statement.

5499. Warning notice statement 15/2 – Individual [pdf]

      Warning notices Published: 26/06/2015 Last modified: 29/06/2015
      The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 12 May 2015 proposing to take action in respect of the conduct summarised in this statement.

5500. Notice of Decision 2024: Velocity Global Trading Ltd [pdf]

      Decision notices Published: 02/07/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.