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Showing 5561 to 5570 of 7130 search results for final notice.
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Warning notice statement 14/10 – Individual [pdf]
The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 24 March 2014 proposing to take action in respect of the conduct summarised in this statement. -
OFT Requirement Notice: Firstplus Financial Group Plc [pdf]
This Notice from the OFT placed a requirement on Firstplus Financial Group Plc which applies to its Consumer Credit Interim Permission. -
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
PPI campaign response update
A final report will be available by the end of financial year 2019/20 providing a definitive review of the impact of our measures. -
Decision Notice: Stuart Malcolm Forsyth [pdf]
This Decision Notice refers to breaches of APER1 and FIT related to a lack of fitness/propriety in the insurance sector. Our view is that a prohibition and financial penalty should be imposed. -
Notice of Decision 2023: Bluebell Cloud Solutions Limited 2023 [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on general insurance - October 2022
FCA provides information on Acquisition of general insurance brokers approved and declined. -
Notice of Decision 2023: Strabane Car and Van Ltd [pdf]
This Notice of Decision (Strabane Car and Van Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Copytech Group Services Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA publishes final report on IFPR implementation observations
Final report on our multi-firm review into firms’ progress in implementing the ICARA process and reporting requirements under the IFPR.