Search results
Showing 5591 to 5600 of 7130 search results for final notice.
-
Key publications – electronic money and payment services
Publications relating to the Payment Services Directive, Electronic Money Regulations and Payment Services Regulations -
MS15/2.3: Asset Management Market Study: Final Report: Annex 1: Additional feedback and detail on our responses [pdf]
-
Consultation UKLA Technical Note 629.3 - Final Terms [pdf]
-
MS15/2.3: Asset Management Market Study: Final Report: Annex 4: Assessing the relationship between the price and performance of retail equity funds in the UK [pdf]
-
First Supervisory Notice 2021: BDSwiss Holding Plc [pdf]
The FCA has acted to stop Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors -
Consultation UKLA Procedural Note 902.2 - Listing securities via final terms [pdf]
-
Capital market regulation and coronavirus
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence. -
Decision Notice 2018: Darren Lee Newton [pdf]
This decision notice (Darren Lee Newton) refers to breaches of FIT related to client money/assets and a lack of fitness/propriety in the consumer credit sector. Our view is that a prohibition should be imposed. -
OFT Requirement Notice: Financial Makeover Limited [pdf]
This Notice from the OFT placed a requirement on Financial Makeover Limited (Totemic Limited) which applies to its Consumer Credit Interim Permission. -
OFT Requirement Notice: Payplan Limited [pdf]
This Notice from the OFT placed a requirement on Payplan Limited (Totemic Limited) which applies to its Consumer Credit Interim Permission.