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PS15/8: Solvency II
In this Policy Statement we report on the main issues arising from four FSA consultation papers. -
Decision Notice: Financial Page Ltd (in liquidation) [pdf]
This decision notice (Financial Page Ltd (in liquidation)) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a public -
First Supervisory Notice 2018: Exmoor Partners LLP (“Exmoor”) [pdf]
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Notice of Decision 2024: Spanner Monkeyz Holdings Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Alltel Business Solutions Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation -
FCA Decision Notice 2016: Michael Wilkinson trading as Michael Wilkinson Mortgages [pdf]
This decision notice refers to breaches of PRIN 4, PRIN 11, COND, MIPRU and SUP related to failing to be open and co-operative and threshold conditions in the regulated home finance sector. Our view is that a cancellation should be imposed. -
Notice of Decision 2023: LJC Finance & Leasing Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Amend an authorised fund
To amend or wind up an authorised fund you must send us a notification for approval of the proposed change. -
Notice of Decision 2023: Total Redress Services Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Aurum Prestige Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.