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Showing 5711 to 5720 of 7134 search results for final notice.
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Trade data findings
We asked for your input on the changing use and value of data in wholesale financial markets. Here, we set out our analysis, findings and next steps. -
Decision Notice: Eric Ka Chi Siu [pdf]
This decision notice (Eric Ka Chi Siu) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed. -
First Supervisory Notice 2023: Independently East Limited [pdf]
For the reasons given in this First Supervisory Notice, the Financial Conduct Authority has decided to impose on Independently East Limited a variation of the Firm’s Part 4A permission to perform regulated activities. -
Annex 4 Benchmarks Regulation – Notice of proposed modifications [pdf]
Annex 4 Benchmarks Regulation – Notice of proposed modifications USD LIBOR. -
OFT Requirement Notice: Aktiv Kapital (UK) Limited [pdf]
This Notice from the OFT placed a requirement on Aktiv Kapital (UK) Limited which applies to its Consumer Credit Interim Permission. -
Notice of Decision 2024: Phillips Price Services Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
The supervision of sponsors
Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime. -
Notice of Decision 2023: Kenneth Martin Photography Ltd [pdf]
This Notice of Decision (Kenneth Martin Photography Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation. -
OFT Requirement Notice: Royal Bank Of Scotland plc [pdf]
This Notice from the OFT placed a requirement on Royal Bank Of Scotland plc which applies to its Consumer Credit Interim Permission. -
Our powers to ban a promotion or advert
The FCA has the legal power to ban financial promotions or adverts that are unclear, unfair or misleading. Find out what actions the FCA can take and how it decides whether to act.