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First Supervisory Notice 2021: Frensham Wealth Limited [pdf]
For the reasons given in this First Supervisory Notice (Frensham Wealth Limited), and pursuant to section 55J of the Act, the Authority has decided to vary the Part 4A permission of Frensham Wealth Limited. The Authority has further decided to -
Annual return form [docx]
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Information on Collateral (UK) Ltd - February 2022
The FCA provides information on Collateral (UK) Ltd in Liquidation. -
FCA statement on British Steel Pension Scheme Redress
FCA Board asks for consultation to be prepared on a redress scheme for former members of the BSPS who transferred their pension. -
Statement: Strengthening Accountability in Banking
The FCA plans to publish a roadmap to commencement later this month which will include our timetable for publishing our final rules.The introduction of the new regime aims to strengthen -
Aiming for calm seas in our market reforms
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference. -
Notice of Decision 2024: Mortgage, Protection & Finance Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Appointments and cessations form [docx]
Mutual societies form. Notice of change of chief executive/secretary, director and/or committee member. -
Notice of Decision 2023: Tusk Capital Management Limited [pdf]
This Notice of Decision (Tusk Capital Management Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]
This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty.