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Showing 5771 to 5780 of 7134 search results for final notice.

  1. Russian invasion of Ukraine: operational and cyber resilience

    Tasks for regulated firms Published: 08/03/2022 Last modified: 31/01/2023
    What you should consider in relation to your operational and cyber resilience in light of Russia’s invasion of Ukraine.
  2. FCA First Supervisory Notice 2015: Clear View Finance Limited [pdf]

    Supervisory notices Published: 21/05/2015 Last modified: 21/05/2015
  3. Pilot general insurance value measures data

    Data Published: 08/09/2020 Last modified: 31/10/2022
    Find out about the FCA's fourth publication of value measures data under our General insurance (GI) value measures pilot.
  4. OFT Requirement Notice: Manor Financial Advice Ltd [pdf]

    Requirement notices Published: 17/09/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Manor Financial Advice Ltd which applies to its Consumer Credit Interim Permission.
  5. Apply to approve an individual or firm

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Find out what you need to know before submitting your application.
  6. Fund Manager - Notification for Change in Controller (Section 178 notice) [doc]

    Forms Published: 01/04/2013 Last modified: 28/06/2022
    This form should be completed by an FCA/PRA authorised fund manager that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.
  7. Woodlake Commodity Solutions [pdf]

    Warning notices Published: 15/04/2013 Last modified: 06/09/2014
  8. Notice of Decision 2024: Automotive Finance and Leasing Ltd [pdf]

    Decision notices Published: 09/01/2024
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  9. Notice of Decision 2023: Buchanan Financial Group Limited [pdf]

    Decision notices Published: 03/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   
  10. EBA Guidelines on ICT and Security Risk Management

    Statements Published: 25/06/2020 Last modified: 06/07/2020
    The FCA has notified the EBA that it intends to comply with the European Banking Authority (EBA) final Guidelines on ICT and security risk management for credit institutions, investment firms and payment service providers.