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Showing 5781 to 5790 of 7134 search results for final notice.

5781. PS14/3: Final rules for consumer credit firms

      Policy statements Published: 28/02/2014 Last modified: 10/04/2014
      PS14/3: Final rules for consumer credit firms. Policy statements First published:. ... We are now publishing our final rules. While we have carried across many standards from the Consumer Credit Act (CCA) and the OFT guidance, we have set higher

5782. Decision Notice 2022: Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited) [pdf]

      Decision notices Published: 20/01/2023
      This notice of decision to cancel (Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited)) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations

5783. Notice of Decision 2024: Bradford Motorcycle Centres Limited [pdf]

      Decision notices Published: 18/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5784. Amerdeep Somal appointed as Complaints Commissioner

      Press Releases Published: 09/09/2020 Last modified: 09/09/2020
      The Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England have today announced the appointment of Amerdeep Somal as Complaints Commissioner.

5785. Decision Notice 2019: Standard Chartered Bank [pdf]

      Decision notices Published: 09/04/2019
      This decision notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the investment and retail bank sector. We imposed a fine.

5786. Annex 4 Benchmarks Regulation – Notice of proposed modifications [pdf]

      LIBOR notices Published: 16/11/2021
      Annex 4 Benchmarks Regulation – Notice of proposed modifications

5787. FSA Decision Notice 2012: Arch Financial Products LLP [pdf]

      Decision notices Published: 14/09/2012 Last modified: 31/03/2015

5788. Notice of Decision 2023: Albany Financial Consultants ltd [pdf]

      Decision notices Published: 31/08/2023
      The FCA publishes a Notice of Decision referring to a failure to carry on regulated activities. We imposed a cancellation.

5789. Decicion Notice 2020: Finelease – Leasing European SA [pdf]

      Decision notices Published: 05/08/2020
      This decision notice (Finelease – Leasing European SA) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading

5790. FSA - Notice of Undertaking: Abbey Life Assurance Company Limited [pdf]

      Undertakings Published: 06/11/2008 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: Abbey Life Assurance Company Limited - Pensions