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Showing 5821 to 5830 of 7134 search results for final notice.

5821. FCA publishes update to pension redress methodology

      Press Releases Published: 10/03/2017 Last modified: 10/03/2017
      The Financial Conduct Authority (FCA) has today announced proposals for updating the methodology used to calculate the redress owed to consumers who were given unsuitable advice to transfer out of a defined benefit (DB) pension scheme.

5822. Asset management: A regulatory perspective

      Speeches Published: 26/04/2018 Last modified: 26/04/2018
      Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

5823. The FCA publishes its Mission and Business Plan

      Press Releases Published: 18/04/2017 Last modified: 11/04/2024
      The FCA has published its Mission, which gives firms and consumers greater clarity about how the FCA prioritises its interventions in financial markets.

5824. Assessing the value of financial advice

      Speeches Published: 04/12/2017 Last modified: 11/04/2018
      Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

5825. Our Annual Report and Accounts 2016/17

      Corporate documents Annual reports Published: 05/07/2017 Last modified: 20/10/2017
      Our Annual Report and Accounts shows how our work over the last year has met our objectives and delivered against the key priorities we set out in our Business Plan 2016/17.

5826. FSA - PS13/7 Complaints against the regulators

      Policy statements Published: 25/03/2013 Last modified: 29/03/2013
      This Policy Statement sets out the scheme for complaints against the Bank of England, the Financial Conduct Authority and the Prudential Regulation Authority.

5827. Investor engagement in a changing regulatory landscape

      Speeches Published: 13/07/2015 Last modified: 14/07/2015
      II. ESMA provided its final advice to the European Commission in December 2014 on detailed proposals to support the new MIFID II Directive, including in the area of research and ... We will then need to put the final proposals into our domestic

5828. Notice of Decision 2024: Commercial Fleet Systems UK Limited [pdf]

      Decision notices Published: 23/04/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. 

5829. Voluntary Application for Imposition of Requirement: Cheque Centres Limited [pdf]

      Requirement notices Published: 13/05/2014 Last modified: 31/08/2014

5830. UCITS Remuneration Code (SYSC 19E)

      Tasks for regulated firms Published: 25/05/2016 Last modified: 10/02/2023
      FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).