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Notice of Decision 2024: STAK (St Austell Community Kitchen) [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Closet trackers
Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds. -
Brexit countdown for UK financial services sector
With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready -
Moving towards a sustainable model of regulation
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA and Industry Working Group on interest-only mortgages
We are working with mortgage lenders and administrators to continue its work in the interest-only mortgage market. -
Notice of intention to provide cross-border services in another EEA state in accordance with Undertakings for Collective Investment in Transferable Securities Directive (UCITS) [doc]
You should complete this form if you are a UK firm that wishes to exercise a passport right to provide cross border services in another EEA State under the Undertakings for Collective Investment in Transferable Securities Directive -
Voluntary Application for Imposition of Requirements: Barclays Bank UK plc [pdf]
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FSA - Notice of Undertaking: Investec Bank plc [pdf]
Investec FTSE 100 Enhanced Kick-Out Plan 21 Terms and Conditions -
CPP supplemental VREQ template [pdf]
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Notice of Decision 2024: Landmark Financial Resources (Mortgages) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.