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Showing 5891 to 5900 of 7134 search results for final notice.

5891. FCA Enforcement and the Wholesale Markets

      Speeches Published: 26/11/2014 Last modified: 30/01/2015
      Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

5892. FCA First Supervisory Notice 2013: SK8 Financial Services Limited [pdf]

      Supervisory notices Published: 10/12/2013 Last modified: 14/06/2014
      For the reasons given below and pursuant to section 55J of the Act, the Authority has decided to vary the permission granted to SK8 Financial Services Limited (“SK8”) pursuant to Part 4A of the Act, by removing all regulated activities with

5893. First Supervisory Notice 2023: QED Financial Associates Ltd [pdf]

      Supervisory notices Published: 05/06/2023
      For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on QED Financial Associates Ltd with immediate effect.

5894. FSA - Notice of Undertaking: London Capital Group Limited [pdf]

      Undertakings Published: 05/12/2005 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: London Capital Group Limited - Spread betting

5895. Pawnbroking sector review

      Multi-firm reviews Published: 10/07/2018 Last modified: 10/07/2018
      As part of our Mission, we recently published details of Our Approach to Supervision. In this, we outlined how we supervise firms as part of a portfolio of firms that share a common business model. Pawnbroking forms part of the high-cost credit

5896. OFT Requirement Notice: Mackenzie Hall Limited [pdf]

      Requirement notices Published: 15/04/2009 Last modified: 11/04/2014
      This Notice from the OFT placed a requirement on Mackenzie Hall Limited which applies to its Consumer Credit Interim Permission.

5897. OFT Requirement Notice: Who's Packaging Limited [pdf]

      Requirement notices Published: 01/05/2009 Last modified: 15/04/2014
      This Notice from the OFT placed a requirement on Who's Packaging Limited (Totemic Limited), which applies to its Consumer Credit Interim Permission.

5898. Strategic review of retail banking business models

      Multi-firm reviews Published: 18/12/2018 Last modified: 12/03/2024
      We have published our 2022 Final Report on competition in retail banking markets. This builds on our 2018 Final Report and 2018 Progress report. 

5899. Second supervisory notice 2021: Newport Services (UK) Ltd [pdf]

      Supervisory notices Published: 17/06/2021
      For the reasons given in this Second Supervisory Notice, the Authority has decided not to rescind the variation of the Firm’s authorisation. So, the Firm continues not to be authorised to engage in money remittance activities.

5900. FSA - Notice of Undertaking: Legal & General Insurance Limited [pdf]

      Undertakings Published: 09/12/2011 Last modified: 27/10/2014
      Review of certain terms and conditions in relation to the subsidence clause in its home insurance policies.