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Showing 591 to 600 of 7089 search results for final notice.

  1. FSA Final Notice 2009: Cheshire Life & Pensions Consultants [pdf]

    Final notices Published: 30/07/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Cheshire Life & Pensions Consultants

  2. FSA Final Notice 2006: Shahzad Bamdad Shirazi (trading as Specialists Asset Management) [pdf]

    Final notices Published: 01/09/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Shahzad Bamdad Shirazi (trading as Specialists Asset Management)

  3. FSA Final Notice 2011: City Index Limited [pdf]

    Final notices Published: 20/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against City Index Limited

  4. FSA Final Notice 2012: BlackRock Investment Management (UK) Limited [pdf]

    Final notices Published: 11/09/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against BlackRock Investment Management (UK) Limited

  5. Final notice 2016: Ashbank Cars [pdf]

    Final notices Published: 02/06/2016 Last modified: 02/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. FSA Final Notice 2011: Coverwise Insurance Services Limited [pdf]

    Final notices Published: 24/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Coverwise Insurance Services Limited

  7. FSA Final Notice 2009: The Mortgage Shop (North West) [pdf]

    Final notices Published: 20/05/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: The Mortgage Shop (North West)

  8. FSA Final Notice 2012: Santander UK PLC (“Santander”) [pdf]

    Final notices Published: 16/02/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Santander UK PLC (“Santander”)

  9. Final notice 2016: Gavin Breeze [pdf]

    Final notices Published: 15/07/2016 Last modified: 15/07/2016
    This final notice refers to breaches of s.118(2) and (3) Financial Services and Markets Act 2000 related to market abuse in the issuer sector. We imposed a fine, required restitution and a public censure.

  10. FSA Final Notice 2010: MercInvest Limited [pdf]

    Final notices Published: 17/05/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: MercInvest Limited
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