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Cross-reference list – Annex 28: UK Growth registration document for equity securities [docx]
Cross-reference list – Annex 28: UK Growth registration document for equity securities -
Retirement income market data 2018/19
This page provides analysis of the latest data from firms on the retirement income market for 2018/19. -
Further First Supervisory Notice 2022: Indigo Michael Limited [pdf]
For the reasons given and pursuant to sections 55L(2)(a), 55L(2)(c) and (3)(b) of the Financial Services and Markets Act 2000, the FCA has decided to vary the requirements imposed on Indigo Michael Limited by a First Supervisory Notice issued on 12 -
Practical implications of US law on EU practice
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe. -
FSA - Notice of Undertaking: AXA Insurance UK plc [pdf]
Home contents and buildings insurance -
Decision Notice: Andrew Page (Director of FPL) [pdf]
This decision notice (Andrew Page (Director of FPL)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a -
Business interruption insurance test case: final transcript day 1 trial [pdf]
Final transcript of day 1 of the trial in the business interruption test case. -
Business interruption insurance test case: final transcript day 2 trial [pdf]
Final transcript of day 2 of the trial in the business interruption test case. -
Business interruption insurance test case: final transcript day 3 trial [pdf]
Final transcript of day 3 of the trial in the business interruption test case. -
Business interruption insurance test case: final transcript day 4 trial [pdf]
Final transcript of day 4 of the trial in the business interruption test case.