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Showing 5991 to 6000 of 7134 search results for final notice.

  1. FSA - Notice of Undertaking: The On-Line Partnership Limited [pdf]

    Undertakings Published: 22/01/2009 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: The On-Line Partnership Limited - Network of IFAs and mortgage advisors

  2. The view from the regulator: developing our approach

    Speeches Published: 10/03/2017 Last modified: 10/03/2017
    Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’.

  3. Decision Notice: Tristan Freer (Director of BHIM) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Tristan Freer (Director of BHIM)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that

  4. Motor finance agreements and coronavirus: draft temporary guidance for firms

    Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
    This guidance applies to regulated firms that issue regulated motor finance agreements.

  5. FCA launches general insurance market study

    Press Releases Published: 31/10/2018 Last modified: 31/10/2018
    The Financial Conduct Authority (FCA) has today set out the issues it will focus on as part of a market study into how general insurance (GI) firms charge their customers for home and motor insurance.

  6. FCA First Supervisory Notice 2015: Sterling Financial Security Limited [pdf]

    Supervisory notices Published: 21/05/2015 Last modified: 21/05/2015

  7. Business interruption insurance test case: Expedition application notice [pdf]

    Corporate documents Published: 10/06/2020
    This is a procedural document initiating the application and summarising what the FCA is asking for. This document is related to the FCA's application that the test case be heard urgently, and as part of the Financial Markets Test Case Scheme.

  8. First Supervisory Notice 2023: Abbey Lane Financial Associates Limited [pdf]

    Supervisory notices Published: 22/02/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Abbey Lane Financial

  9. Consumer credit supervision webinar

    News stories Published: 18/03/2014 Last modified: 18/03/2014
    We have published our final rules for consumer credit firms.

  10. Supervising firms in SRO

    Firms Focus areas Last modified: 02/01/2024
    We explain how we supervise firms in the temporary permissions regime (TPR).
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