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Calibrating controls to build confident markets
Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD. -
FCA refuses authorisation to funeral plan provider
The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life) refusing the firm’s application for authorisation. -
FSCS Levy Calculation Notes 2023/24 Final Rates [pdf]
Financial Services Compensation Scheme Levy Calculation Notes 2023/24. -
FG17/3: Primary Market Bulletin No. 17
The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 17. -
Are small firms being locked out of the derivatives market?
Initial margin is additional collateral designed to cover moves in the market which may arise after the final variation margin payment has been made, but before the solvent firm has successfully -
CPP supplemental VREQ pro forma [pdf]
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Notice of Decision 2024: Waste Spectrum Incineration Systems Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA to launch enhanced Financial Services Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register. -
First Supervisory Notice 2022: Falcon Financial Solutions Ltd [pdf]
The Authority has decided to vary with immediate effect the Part 4A permission granted to Falcon by removing the following regulated activities: secondary credit broking and agreeing to carry on a regulated activity. The effect of the Variation is -
Notice of Decision 2024: Mark Beckett T/A Skelton Car Company [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.