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Showing 6051 to 6060 of 7134 search results for final notice.

  1. National Storage Mechanism

    Markets Published: 03/05/2016 Last modified: 30/05/2024
    The National Storage Mechanism (NSM) allows you to access regulated announcements and disclosed documents. Find out what is stored and how to use it.

  2. Notice of Undertaking: Capital Financial Management Limited [pdf]

    Undertakings Published: 23/05/2019
    The FCA has published an undertaking from Capital Financial Management Limited regarding a potentially unfair term in its debt management contract. The undertaking has been provided under the Consumer Rights Act 2015 (CRA) and the Unfair Terms in

  3. FCA Decision Notice 2016: Wage Payment and Payday Loans Limited [pdf]

    Decision notices Published: 14/07/2016 Last modified: 14/07/2016
    This decision notice refers to breaches of COND related to failing to satisfy Threshold Conditions in the consumer credit sector. We have decided to impose a cancellation.

  4. Investment Association Annual Dinner 2017

    Speeches Published: 17/10/2017 Last modified: 17/10/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017.

  5. TR: Staff remuneration and incentives

    Thematic reviews Published: 12/08/2015 Last modified: 04/07/2017
    This review looked at how consumer credit firms pay and incentivise their staff and manage the risks arising from these reward arrangements.

  6. PS21/3 Building operational resilience

    Policy statements Published: 29/03/2021 Last modified: 31/03/2022
    We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector.

  7. Payment Accounts Regulations: Final Linked Services List [pdf]

    Feedback statements Published: 30/04/2018
    Final list of the most representative services linked to a payment account and subject to a fee within the meaning of Regulation 3 of the Payment Accounts Regulations.

  8. Decision Notice 2021: BlueCrest Capital Management (UK) LLP [pdf]

    Decision notices Published: 22/12/2021
    This decision notice (BlueCrest Capital Management (UK) LLP) refers to breaches of Principle 8 related to conflicts of interest in the asset management sector. Our view is that a financial penalty should be imposed.

  9. First supervisory notice 2020: Magnum FX Cyprus Ltd [pdf]

    Supervisory notices Published: 01/06/2020
    This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing

  10. Second Supervisory Notice 2022: AJH Financial Services Limited [pdf]

    Supervisory notices Published: 23/05/2022
    On 14 February 2022, the FCA announced it had stopped AJH Financial Services Limited from disposing of assets without FCA permission.
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