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Showing 6061 to 6070 of 7134 search results for final notice.

  1. First Supervisory Notice 2022: Thestral Financial Services Ltd [pdf]

    Supervisory notices Published: 31/01/2022
    The Authority has decided to vary with immediate effect the registration granted to Thestral to remove the following payment services it provides: services enabling cash to be placed on a payment account as well as all the operations required for

  2. Section 71 cancellation form [docx]

    Forms Published: 16/03/2018

  3. Notice of Decision 2024: Wilson Motors Limited Liability-Partnership [pdf]

    Decision notices Published: 11/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  4. Redress for Woodford Equity Income Fund investors

    News stories Published: 19/04/2023 Last modified: 19/04/2023
    Following the announcement of redress as part of their enforcement case against Link Fund Solutions, the FCA explains what this means if you invested in the Woodford Equity Income Fund.

  5. FCA to regulate seven additional financial benchmarks

    Press Releases Published: 22/12/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London

  6. First Supervisory Notice 2023: Estate Capital Financial Management Limited [pdf]

    Supervisory notices Published: 22/02/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Estate Capital Financial

  7. AI Scheme supplemental VREQ application: Bank/ card provider [pdf]

    Requirement notices Published: 10/06/2015 Last modified: 11/06/2015

  8. Decision Notice 2022: Business Support and Financial Company Ltd [pdf]

    Decision notices Published: 20/01/2023
    This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed

  9. Collaborate to compete: why we must all embrace a growth mindset

    Speeches Published: 16/10/2023 Last modified: 18/10/2023
    Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.

  10. PS13/10: CRD IV for Investment Firms

    Policy statements Published: 13/12/2013 Last modified: 30/08/2015
    and the final Handbook rules and guidance.
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