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  1. MS17/1: Investment platforms market study

    Market studies Published: 16/07/2018 Last modified: 04/05/2022
    Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.

  2. Speech: Regulators should heed lessons from mishandling of Hillsborough process

    Insight Published: 07/06/2016 Last modified: 17/02/2017
    Regulators should take heed of important lessons that have emerged from the mishandling of the Hillsborough process, argues Tracey McDermott in extracts from one of her final speeches as Acting Chief ... And this brings me on to my third and final lesson:

  3. Effectiveness of the AML regime in disrupting financial crime

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference.

  4. Open Finance: an opportunity for financial services

    Speeches Published: 18/11/2019 Last modified: 18/11/2019
    Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance​​​​​​​ (TISA) Open Finance Conference, London.

  5. FCA First Supervisory Notice 2015: A.G.L (S.J.) Investments Limited (formerly Atia Group Limited) [pdf]

    Supervisory notices Published: 12/08/2015 Last modified: 12/08/2015

  6. MLA F: Mortgage lending - arrears analysis FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA F: Mortgage lending - arrears analysis FAQs

  7. Getting affordability right in consumer credit

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, at Credit Summit, London.

  8. FCA publishes notice of decision to cancel Umuthi Healthcare Solutions’ shares

    Press Releases Published: 28/10/2022 Last modified: 28/10/2022
    On Monday 4 July 2022, the FCA issued Umuthi Healthcare Solutions PLC (UHS) with a First Supervisory Notice (FSN) confirming its decision to unilaterally discontinue the listing of its standard shares from the Official List with immediate effect.

  9. PS17/10: Remuneration in CRD IV firms

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.

  10. Statement on peer-to-peer applications for full authorisation

    Statements Published: 31/03/2016 Last modified: 31/03/2016
    We have up to 12 months to reach a final decision.
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