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First Supervisory Notice 2021: Morgan Ingram Associates Limited [pdf]
This first supervisory notice concerns the FCA’s use of its power of intervention in respect of the firm terminating its relationships with the following Appointed Representatives (“ARs”) under their respective AR agreements. -
FCA acts to protect consumers’ pension pots
The FCA is consulting on a package of measures designed to protect consumers, improve engagement and promote competition in the retirement income market. -
OFT Requirement Notice: Toothfairy Finance Limited [pdf]
This Notice from the OFT placed a requirement on Toothfairy Finance Limited (CIM Technologies Limited) which applies to its Consumer Credit Interim Permission. -
New credit card rules introduced by the FCA
The Financial Conduct Authority (FCA) has today published its final policy statement on new rules for the credit card market. The FCA estimates the changes will save consumers between £310 million and £1.3 billion a year in lower interest charges. -
FCA statement on MiFID II inducements and research
The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation. -
First Supervisory Notice 2019: Coutts Automobiles Limited [pdf]
This first supervisory notice refers to a failure to satisfy the suitability threshold condition (COND) and breaches of PRIN. We varied the firm’s permission. -
Consumer credit – Ongoing service and end of agreement
We outline why your commitment to customers does not end after they enter into an agreement with you. -
FCA stops EverFX offering CFDs to UK customers
The FCA stops the Cypriot-based firm and other members of its group which trade as EverFX, from offering high risk contracts for differences to UK investors. -
Building a common language in the mortgage market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version. -
Peer-to-peer arrears information sheet: May 2021 (Mono A4) [pdf]
For consumer credit firms to download and accompany arrears and default notices